DFX Intelligence
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Registered advisor
M••••• E••••• M•••
Certified Financial Planner
Feed of 09/14/2026
Also filed as M••••• M•••
At current firm
13 y
since Jul 30, 2013
In the industry
22 y
since Oct 15, 2003 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
19
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P••• A••••• S••••••••• L•• BD affiliated currentsince Jul 30, 2013 · Farmington, Ct
- M•• F•••••••• S•••••••• I••• formerFeb 20, 2009 to Feb 22, 2013 · Shelton, Ct
- P•••• S••••••••• L•• no RAUMApr 26, 2004 to Jan 16, 2009 · Middlebury, Ct
Moves
a registration end followed by a registration begin elsewhere
- M•• F•••••••• S•••••••• I••• to P••• A••••• S••••••••• L••left Feb 22, 2013, registered Jul 30, 2013 (158 days) · Other
- P•••• S••••••••• L•• to M•• F•••••••• S•••••••• I•••left Jan 16, 2009, registered Feb 20, 2009 (35 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address