DFX Intelligence
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Feed of 09/14/2026
Also filed as D•••• S••• K•••••••• S• K•••••••• S••• K••
At current firm
3 y
since Sep 5, 2023
In the industry
23 y
since Sep 4, 2003 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Sep 5, 2023 · Jersey City, Nj
- E•••••• C•••••• M••••••••• L•• formerFeb 18, 2015 to Sep 5, 2023 · Jersey City, Nj
- T• A••••••••• I••••••••• M••••••••• L•• formerApr 3, 2007 to Jan 10, 2008 · New York City, Ny
- T• A••••••••• I••• formerApr 3, 2007 to Jan 10, 2008 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- E•••••• C•••••• M••••••••• L•• to M••••• S••••••left Sep 5, 2023, registered Sep 5, 2023 (0 days) · corporate re-registration, not a move
- T• A••••••••• I••• to E•••••• C•••••• M••••••••• L••left Jan 10, 2008, registered Feb 18, 2015 (2596 days) · Other
- T• A••••••••• I••••••••• M••••••••• L•• to E•••••• C•••••• M••••••••• L••left Jan 10, 2008, registered Feb 18, 2015 (2596 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address