DFX Intelligence
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Registered advisor
J••••• C••• H••••••
Feed of 09/14/2026
At current firm
6 y
since Apr 8, 2020
In the industry
22 y
since Feb 27, 2004 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- V••••••• A•••••••• I••• BD affiliated currentsince Apr 8, 2020 · Charlotte, Nc
- A••••••••• F•••••••• S•••••••• L•• national BDFeb 27, 2004 to Sep 30, 2004 · Charlotte, Nc
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to V••••••• A•••••••• I•••left Sep 30, 2004, registered Apr 8, 2020 (5669 days) · Affiliated broker-dealer or bank to another
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address