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Registered advisor
J••• R•••• M••••
Feed of 09/15/2026
Also filed as J••• R• M•••••• R•••• M••••
At current firm
12 y
since Feb 7, 2014
In the industry
22 y
since Jan 16, 2004 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P••• A••••• S••••••••• L•• BD affiliated currentsince Feb 7, 2014 · Swannanoa, Nc
- S•••••• N••••••• • C••••••• I••••••••• national BDNov 12, 2012 to Jan 7, 2014 · Charlotte, Nc
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 9, 2010 to Oct 2, 2012 · Charlotte, Nc
Moves
a registration end followed by a registration begin elsewhere
- S•••••• N••••••• • C••••••• I••••••••• to P••• A••••• S••••••••• L••left Jan 7, 2014, registered Feb 7, 2014 (31 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to S•••••• N••••••• • C••••••• I•••••••••left Oct 2, 2012, registered Nov 12, 2012 (41 days) · Wirehouse to affiliated broker-dealer or bank
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address