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Registered advisor
E••• S•••••
Feed of 09/15/2026
Also filed as E••• P••• S•••••
At current firm
9 y
since Sep 13, 2017
In the industry
16 y
since Sep 21, 2010 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
26
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P••• A••••• S••••••••• L•• BD affiliated currentsince Sep 13, 2017 · Paramus, Nj
- M•• I•••••••• S•••••••• L•• BD affiliatedMar 25, 2017 to Sep 6, 2017 · Iselin, Nj
- M•• F•••••••• S•••••••• I••• formerMay 16, 2012 to Mar 25, 2017 · Iselin, Nj
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseSep 22, 2010 to Apr 23, 2012 · Short Hills, Nj
Moves
a registration end followed by a registration begin elsewhere
- M•• I•••••••• S•••••••• L•• to P••• A••••• S••••••••• L••left Sep 6, 2017, registered Sep 13, 2017 (7 days) · Other
- M•• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••left Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M•• F•••••••• S•••••••• I•••left Apr 23, 2012, registered May 16, 2012 (23 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address