DFX Intelligence
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Registered advisor
B••••••• M• T•••••••
Feed of 09/14/2026
Also filed as B••••••• M• T••••••••• M••• T•••••••
At current firm
13 y
since Oct 22, 2012
In the industry
22 y
since Jan 3, 2004 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
17
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P••• A••••• S••••••••• L•• BD affiliated currentsince Oct 22, 2012 · Lombard, Il
- W•••••• • R••• formerMay 18, 2011 to May 7, 2012 · Mokena, Il
Moves
a registration end followed by a registration begin elsewhere
- W•••••• • R••• to P••• A••••• S••••••••• L••left May 7, 2012, registered Oct 22, 2012 (168 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address