H•••• H•• Z•••

Feed of 09/14/2026

Also filed as H•• Z••••••••• Z••••••••• Z••••••• Z•••

At current firm

8 y

since Sep 13, 2018

In the industry

22 y

since Dec 12, 2003 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

U••• B•••••• I••••••••• I••• former
Mar 4, 2013 to Jun 25, 2018 · San Francisco, Ca
W•••• F•••• A••••••• wirehouse
Jan 3, 2011 to Jul 18, 2012 · San Jose, Ca
W•••• F•••• I••••••••• L•• unclassified
Jul 27, 2007 to Jan 3, 2011 · San Jose, Ca
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Feb 5, 2004 to Sep 28, 2004 · San Diego, Ca

Moves

a registration end followed by a registration begin elsewhere

U••• B•••••• I••••••••• I••• to C••••• I••••••••• A••••••• L••
left Jun 25, 2018, registered Sep 13, 2018 (80 days) · Affiliated broker-dealer or bank to another
W•••• F•••• A••••••• to U••• B•••••• I••••••••• I•••
left Jul 18, 2012, registered Mar 4, 2013 (229 days) · Other
W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••
left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• I••••••••• L••
left Sep 28, 2004, registered Jul 27, 2007 (1032 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address