DFX Intelligence
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Registered advisor
T•• J•••• J••••••
Feed of 09/14/2026
At current firm
3 y
since Jun 29, 2023
In the industry
38 y
since Aug 1, 1988 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Jun 29, 2023 · Billings, Mt
- F•••• F•••••••• E••••• C••••••••• formerDec 21, 2009 to Apr 20, 2022 · Billings, Mt
- M•• F•••••••• S•••••••• I••• formerMar 17, 2008 to Jan 6, 2010 · Billings, Mt
- W•••••• • R••• formerJan 21, 2004 to May 25, 2005 · Billings, Mt
Moves
a registration end followed by a registration begin elsewhere
- F•••• F•••••••• E••••• C••••••••• to C••••• I••••••••• A••••••• L••left Apr 20, 2022, registered Jun 29, 2023 (435 days) · corporate re-registration, not a move
- M•• F•••••••• S•••••••• I••• to F•••• F•••••••• E••••• C•••••••••left Jan 6, 2010, registered Dec 21, 2009 (-16 days) · Other
- W•••••• • R••• to M•• F•••••••• S•••••••• I•••left May 25, 2005, registered Mar 17, 2008 (1027 days) · Other
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address