DFX Intelligence
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Registered advisor
C•••• N••• W••••••
Chartered Financial Consultant
Feed of 09/14/2026
Also filed as C•••• N••• W••••••••• N••• W••••••••• N••• W••••••
At current firm
20 y
since Aug 25, 2006
In the industry
22 y
since Mar 2, 2004 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
16
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P••• A••••• S••••••••• L•• BD affiliated currentsince Aug 25, 2006 · Brentwood, Tn
- A••••••••• F•••••••• S•••••••• L•• national BDMar 3, 2004 to Sep 16, 2005 · Memphis, Tn
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to P••• A••••• S••••••••• L••left Sep 16, 2005, registered Aug 25, 2006 (343 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address