DFX Intelligence
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Registered advisor
B•••• L••••••• G•••••••
Feed of 09/14/2026
Also filed as B•••• L• G•••••••
At current firm
8 y
since Jun 5, 2018
In the industry
22 y
since May 15, 2004 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- F••••• I••••••••• independent RIA currentsince Jun 5, 2018 · Woodbury, Ny
- E•••• W••••• M••••••••• unclassifiedAug 24, 2015 to Jul 1, 2016 · Syosset, Ny
Moves
a registration end followed by a registration begin elsewhere
- E•••• W••••• M••••••••• to F••••• I•••••••••left Jul 1, 2016, registered Jun 5, 2018 (704 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address