DFX Intelligence
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Registered advisor
J•••• C••• R•••
Certified Financial Planner
Feed of 09/15/2026
At current firm
6 y
since Aug 25, 2020
In the industry
19 y
since Mar 14, 2007 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Aug 25, 2020 · Tampa, Fl
- R•••••• J•••• • A••••••••• I••• national BDMar 14, 2007 to Dec 31, 2009 · Kalamazoo, Mi
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• • A••••••••• I••• to M••••• S••••••left Dec 31, 2009, registered Aug 25, 2020 (3890 days) · Affiliated broker-dealer or bank to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address