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Registered advisor
J••• C•••••• M•••••
Feed of 09/14/2026
Also filed as J••• M••••••••• C• M•••••
At current firm
15 y
since Oct 4, 2010
In the industry
22 y
since Jun 1, 2004 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
9
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P••• A••••• S••••••••• L•• BD affiliated currentsince Oct 4, 2010 · Saint Louis, Mo
- M•• I•••••••• S•••••••• L•• BD affiliatedSep 4, 2009 to Sep 13, 2010 · Chesterfield, Mo
- L•• F•••••••• L•• BD affiliatedApr 11, 2006 to Aug 18, 2009 · Chesterfield, Mo
- P••• A••••• S••••••••• L•• BD affiliatedJan 19, 2005 to Apr 18, 2006 · Saint Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- M•• I•••••••• S•••••••• L•• to P••• A••••• S••••••••• L••left Sep 13, 2010, registered Oct 4, 2010 (21 days) · Other
- L•• F•••••••• L•• to M•• I•••••••• S•••••••• L••left Aug 18, 2009, registered Sep 4, 2009 (17 days) · Other
- P••• A••••• S••••••••• L•• to L•• F•••••••• L••left Apr 18, 2006, registered Apr 11, 2006 (-7 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address