DFX Intelligence
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Registered advisor
P•••• Q•••• F••••
Feed of 09/14/2026
At current firm
14 y
since Mar 30, 2012
In the industry
22 y
since Jul 6, 2004 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- U•• F•••••••• S••••••• I••• wirehouse currentsince Mar 30, 2012 · Houston, Tx
- V•••• F•••••••• A•••••••• I••• BD affiliatedJun 24, 2011 to Mar 15, 2012 · Houston, Tx
- U•• F•••••••• S••••••• I••• wirehouseJul 30, 2007 to May 31, 2011 · Houston, Tx
- I•••••• A•• P•••••• A•••• M••••••••• I••• unclassifiedSep 11, 2006 to Jul 23, 2007 · Houston, Tx
- V•••• F•••••••• A•••••••• I••• BD affiliatedJul 20, 2004 to Sep 7, 2006 · Houston, Tx
Moves
a registration end followed by a registration begin elsewhere
- V•••• F•••••••• A•••••••• I••• to U•• F•••••••• S••••••• I•••left Mar 15, 2012, registered Mar 30, 2012 (15 days) · Other
- U•• F•••••••• S••••••• I••• to V•••• F•••••••• A•••••••• I•••left May 31, 2011, registered Jun 24, 2011 (24 days) · Other
- I•••••• A•• P•••••• A•••• M••••••••• I••• to U•• F•••••••• S••••••• I•••left Jul 23, 2007, registered Jul 30, 2007 (7 days) · Other
- V•••• F•••••••• A•••••••• I••• to I•••••• A•• P•••••• A•••• M••••••••• I•••left Sep 7, 2006, registered Sep 11, 2006 (4 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address