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Registered advisor
A••• A••• M•••••
Feed of 09/14/2026
Also filed as A••• A••• M•••••
At current firm
5 y
since Apr 16, 2021
In the industry
22 y
since Aug 6, 2004 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Apr 16, 2021 · Garden City, Ny
- E•••••••• A•••••••• L•• national BDAug 19, 2013 to Aug 31, 2016 · New York, Ny
- P••• A••••• S••••••••• L•• BD affiliatedJun 28, 2011 to Sep 21, 2012 · Garden City, Ny
- E•••••••• A•••••••• L•• national BDSep 28, 2004 to Jun 21, 2011 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- E•••••••• A•••••••• L•• to A••••••••• F•••••••• S•••••••• L••left Aug 31, 2016, registered Apr 16, 2021 (1689 days) · Affiliated broker-dealer or bank to another
- P••• A••••• S••••••••• L•• to E•••••••• A•••••••• L••left Sep 21, 2012, registered Aug 19, 2013 (332 days) · Other
- E•••••••• A•••••••• L•• to P••• A••••• S••••••••• L••left Jun 21, 2011, registered Jun 28, 2011 (7 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address