DFX Intelligence
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Registered advisor
K••• C• B•••••
Feed of 09/14/2026
Also filed as K••• C• D••••••••• C•••••• D••••••••• C•••••• D••••••••• C•••••• B•••••
At current firm
4 y
since Aug 24, 2022
In the industry
21 y
since Sep 27, 2004 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• G••••• M•••••• I••• BD affiliated currentsince Aug 24, 2022 · Jacksonville, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJun 18, 2014 to Jul 19, 2022 · Jacksonville, Fl
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedJan 13, 2010 to Dec 21, 2010 · Ponte Vedra Beach, Fl
- O•••• F•• I••• formerApr 15, 2005 to Dec 31, 2009 · Ponte Vedra Beach, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseSep 27, 2004 to Feb 22, 2005 · Jacksonville, Fl
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••••••• G••••• M•••••• I•••left Jul 19, 2022, registered Aug 24, 2022 (36 days) · Wirehouse to affiliated broker-dealer or bank
- C•••••••• I••••••••• R••••••• A•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Dec 21, 2010, registered Jun 18, 2014 (1275 days) · Other
- O•••• F•• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Dec 31, 2009, registered Jan 13, 2010 (13 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to O•••• F•• I•••left Feb 22, 2005, registered Apr 15, 2005 (52 days) · Other
Signals
- ••• LockedJul 19, 2022 · Advisor changed firm · fact
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address