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Registered advisor
P••• H• H••••
Feed of 09/14/2026
Also filed as P••• H••••• H••••
At current firm
12 y
since Aug 14, 2014
In the industry
22 y
since Jul 21, 2004 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- J••• M••••• S••••••••• L•• wirehouse currentsince Aug 14, 2014 · Louisville, Ky
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2012 to Dec 31, 2013 · Jeffersontown, Ky
- C•••• I••••••••• S••••••• C•••• formerJul 6, 2005 to Oct 1, 2012 · Louisville, Ky
- B••• O•• S••••••••• C••••••••• unclassifiedMar 10, 2005 to Jul 6, 2005 · Louisville, Ky
- W•••••• • R••• formerSep 24, 2004 to Mar 4, 2005 · Louisville, Ky
Moves
a registration end followed by a registration begin elsewhere
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
- B••• O•• S••••••••• C••••••••• to C•••• I••••••••• S••••••• C••••left Jul 6, 2005, registered Jul 6, 2005 (0 days) · corporate re-registration, not a move
- W•••••• • R••• to B••• O•• S••••••••• C•••••••••left Mar 4, 2005, registered Mar 10, 2005 (6 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address