DFX Intelligence
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Registered advisor
M••••••• L•••• P•••••
Certified Financial Planner
Feed of 09/15/2026
Also filed as M••••••• L•••• H•••••••
At current firm
8 y
since Aug 1, 2018
In the industry
20 y
since Oct 27, 2005 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••••••• F•••••••• N•••••• national BD currentsince Aug 1, 2018 · Overland Park, Ks
- A••••••••• A•••••• S•••••••• I••• unclassifiedJan 10, 2008 to Aug 6, 2009 · Kansas City, Mo
- W•••••• • R••• formerOct 28, 2005 to Jan 10, 2008 · Kansas City, Mo
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• A•••••• S•••••••• I••• to C••••••••• F•••••••• N••••••left Aug 6, 2009, registered Aug 1, 2018 (3282 days) · Other
- W•••••• • R••• to A••••••••• A•••••• S•••••••• I•••left Jan 10, 2008, registered Jan 10, 2008 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address