DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
J•••• B••••• M•••
Feed of 09/14/2026
Also filed as J•••• M•••
At current firm
18 y
since Aug 28, 2008
In the industry
22 y
since Aug 6, 2004 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Aug 28, 2008 · Lexington, Ky
- C•••• I••••••••• S••••••• C•••• formerOct 30, 2007 to Jun 6, 2008 · Lexington, Ky
Moves
a registration end followed by a registration begin elsewhere
- C•••• I••••••••• S••••••• C•••• to A••••• A•• P••••••• S•••••••left Jun 6, 2008, registered Aug 28, 2008 (83 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address