DFX Intelligence
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Registered advisor
V••••• B••••••
Feed of 09/15/2026
Also filed as V••••• B••••••••• B•••••• S••••••
At current firm
14 y
since Mar 8, 2012
In the industry
16 y
since Apr 15, 2010 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Mar 8, 2012 · Ft Lauderdale, Fl
- W•••• F•••• A••••••• wirehouseSep 19, 2011 to Mar 12, 2012 · Miami, Fl
- R•••••• J•••• • A••••••••• I••• national BDApr 4, 2011 to Sep 16, 2011 · Coral Gables, Fl
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to A••••••••• F•••••••• S•••••••• L••left Mar 12, 2012, registered Mar 8, 2012 (-4 days) · Wirehouse to affiliated broker-dealer or bank
- R•••••• J•••• • A••••••••• I••• to W•••• F•••• A•••••••left Sep 16, 2011, registered Sep 19, 2011 (3 days) · Affiliated broker-dealer or bank to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address