DFX Intelligence
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Feed of 09/14/2026
At current firm
9 y
since Jul 31, 2017
In the industry
22 y
since Aug 12, 2004 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E••••• J•••• national BD currentsince Jul 31, 2017 · Casper, Wy
- W•••••• • R••• formerAug 16, 2004 to Mar 10, 2005 · Rapid City, Sd
Moves
a registration end followed by a registration begin elsewhere
- W•••••• • R••• to E••••• J••••left Mar 10, 2005, registered Jul 31, 2017 (4526 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address