DFX Intelligence
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Registered advisor
C••••• F•••••• S••••
Feed of 09/15/2026
At current firm
18 y
since Mar 6, 2008
In the industry
21 y
since Oct 19, 2004 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Mar 6, 2008 · Houston, Tx
- L•• F•••••••• L•• BD affiliatedOct 27, 2005 to Nov 28, 2006 · Houston, Tx
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to A••••• A•• P••••••• S•••••••left Nov 28, 2006, registered Mar 6, 2008 (464 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address