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Registered advisor
F••••••• J• C•••••••
Feed of 09/14/2026
Also filed as F••••••• J• C•••••••
At current firm
10 y
since Jun 21, 2016
In the industry
21 y
since Mar 16, 2005 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Jun 21, 2016 · Santa Rosa, Ca
- W•••• F•••• A••••••• wirehouseMar 3, 2011 to Jun 24, 2016 · Santa Rosa, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 5, 2010 to Jan 6, 2011 · San Francisco, Ca
- M•• F•••••••• S•••••••• I••• formerApr 30, 2007 to Mar 24, 2010 · Santa Rosa, Ca
- W•••• F•••• I••••••••• L•• unclassifiedMar 17, 2005 to Apr 3, 2007 · Petaluma, Ca
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jun 24, 2016, registered Jun 21, 2016 (-3 days) · Wirehouse to wirehouse
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left Jan 6, 2011, registered Mar 3, 2011 (56 days) · Wirehouse to wirehouse
- M•• F•••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Mar 24, 2010, registered Apr 5, 2010 (12 days) · Other
- W•••• F•••• I••••••••• L•• to M•• F•••••••• S•••••••• I•••left Apr 3, 2007, registered Apr 30, 2007 (27 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address