DFX Intelligence
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Registered advisor
M•••••• P••••• H••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as M•••••• H••••••
At current firm
1 y
since Nov 14, 2024
In the industry
22 y
since Sep 18, 2004 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• E••••••••• L•• BD affiliated currentsince Nov 14, 2024 · Ewing Twp, Nj
- P•••• S••••••••• L•• no RAUMFeb 10, 2014 to Nov 14, 2024 · Lanoka Harbor, Nj
- C•••• I••••••••• S••••••• C•••• formerSep 23, 2011 to May 14, 2012 · Edison, Nj
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 28, 2008 to May 9, 2011 · Manasquan, Nj
- W•••• F•••• A••••••• wirehouseJan 1, 2008 to Apr 1, 2008 · Wall Township, Nj
- A• G• E•••••• • S•••• I••• unclassifiedSep 19, 2005 to Jan 1, 2008 · Wall Township, Nj
Moves
a registration end followed by a registration begin elsewhere
- P•••• S••••••••• L•• to L•• E••••••••• L••left Nov 14, 2024, registered Nov 14, 2024 (0 days) · corporate re-registration, not a move
- C•••• I••••••••• S••••••• C•••• to P•••• S••••••••• L••left May 14, 2012, registered Feb 10, 2014 (637 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••• I••••••••• S••••••• C••••left May 9, 2011, registered Sep 23, 2011 (137 days) · Other
- W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Apr 1, 2008, registered Mar 28, 2008 (-4 days) · Wirehouse to wirehouse
- A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address