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Feed of 09/14/2026
Also filed as S••• M• P••••
At current firm
11 y
since Jun 3, 2015
In the industry
21 y
since Mar 22, 2005 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Jun 3, 2015 · Orinda, Ca
- L•• F•••••••• L•• BD affiliatedJun 15, 2010 to Jun 5, 2015 · Danville, Ca
- M••••• S•••••• wirehouseJun 1, 2009 to May 24, 2010 · Menlo Park, Ca
- C•••••••• G••••• M•••••• I••• BD affiliatedSep 14, 2007 to Jun 1, 2009 · Menlo Park, Ca
- U•• F•••••••• S••••••• I••• wirehouseMar 23, 2005 to Sep 10, 2007 · San Francisco, Ca
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to M••••• S••••••left Jun 5, 2015, registered Jun 3, 2015 (-2 days) · Other
- M••••• S•••••• to L•• F•••••••• L••left May 24, 2010, registered Jun 15, 2010 (22 days) · Other
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- U•• F•••••••• S••••••• I••• to C•••••••• G••••• M•••••• I•••left Sep 10, 2007, registered Sep 14, 2007 (4 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address