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B•••• L••••
As of · the IAPD feed; also filed as B•••• N••••• L••••
- At current firm
- 1 y
- In the industry
- 19 y
- Prior registered firms
- 3
- Signals
- 0
since Mar 31, 2025
As of · the IAPD feed; also filed as B•••• N••••• L••••
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Registration history
IAPD current and previous registrations
- S•••••••• A••••••• L•• national BD currentsince Mar 31, 2025 · Westlake, Tx
- F••••••• P••••••• A•• W•••••••• A••••••• formerNov 22, 2021 to Mar 31, 2025 · Westlake, Tx
- F••••••• P••••••• A•• W•••••••• A••••••• formerJul 13, 2018 to Aug 25, 2020 · Boston, Ma
- S•••••••• A••••••• L•• national BDJan 24, 2008 to Jul 13, 2018 · Westlake, Tx
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address