DFX Intelligence
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Registered advisor
G••• K•••••• C••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
9 y
since Dec 5, 2016
In the industry
22 y
since Aug 1, 2004 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Dec 5, 2016 · Peoria, Il
- E••••• J•••• national BDJan 2, 2008 to Dec 2, 2016 · Chillicothe, Il
Moves
a registration end followed by a registration begin elsewhere
- E••••• J•••• to C•••••• S••••• • C••• I•••left Dec 2, 2016, registered Dec 5, 2016 (3 days) · Affiliated broker-dealer or bank to another
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address