DFX Intelligence
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Registered advisor
M•••••• D••• H••••••••
Chartered Financial Consultant
Feed of 09/14/2026
Also filed as M•••••• D••• B••••••••• H••••••••• D••• H••••••••• D••• H••••••••
At current firm
7 y
since Nov 28, 2018
In the industry
20 y
since Apr 26, 2006 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E••••• J•••• national BD currentsince Nov 28, 2018 · Carson City, Nv
- A••••••••• F•••••••• S•••••••• L•• national BDOct 25, 2016 to Oct 2, 2018 · Reno, Nv
- W•••••• • R••• formerDec 4, 2008 to Aug 13, 2010 · Carson City, Nv
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to E••••• J••••left Oct 2, 2018, registered Nov 28, 2018 (57 days) · Affiliated broker-dealer or bank to another
- W•••••• • R••• to A••••••••• F•••••••• S•••••••• L••left Aug 13, 2010, registered Oct 25, 2016 (2265 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address