DFX Intelligence
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Registered advisor
J••••••• M•••• K•••••
Feed of 09/14/2026
Also filed as J••••••• M•••• V•• N••••••••• M• K••••••••• K••••••••• K•••••
At current firm
6 y
since Oct 1, 2019
In the industry
21 y
since May 3, 2005 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- V••••••• A•••••••• I••• BD affiliated currentsince Oct 1, 2019 · Charlotte, Nc
- U•• F•••••••• S••••••• I••• wirehouseOct 23, 2008 to May 20, 2015 · Charlotte, Nc
- W•••• F•••• I••••••••• L•• unclassifiedMay 3, 2005 to Jun 11, 2008 · Beaverton, Or
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to V••••••• A•••••••• I•••left May 20, 2015, registered Oct 1, 2019 (1595 days) · Wirehouse to affiliated broker-dealer or bank
- W•••• F•••• I••••••••• L•• to U•• F•••••••• S••••••• I•••left Jun 11, 2008, registered Oct 23, 2008 (134 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address