DFX Intelligence
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Registered advisor
A•••••• J• C••••••
Feed of 09/15/2026
Also filed as J• C••••••
At current firm
5 y
since Jul 16, 2021
In the industry
22 y
since Sep 1, 2004 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Jul 16, 2021 · Arlington, Tx
- M••••• S•••••• wirehouseJun 1, 2009 to Jul 20, 2021 · Dallas, Tx
- C•••••••• G••••• M•••••• I••• BD affiliatedJan 10, 2005 to Jun 1, 2009 · Dallas, Tx
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to A••••••••• F•••••••• S•••••••• L••left Jul 20, 2021, registered Jul 16, 2021 (-4 days) · Wirehouse to affiliated broker-dealer or bank
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address