DFX Intelligence
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Registered advisor
S•••••• J•••• B••••••
R•••••• J•••• F•••••••• S••••••• A•••••••• I••BD affiliatedWestborough, Madual registrantIAPD 4871088
Certified Financial Planner
Feed of 09/14/2026
Also filed as S•••••• B••••••
At current firm
8 y
since Jul 24, 2018
In the industry
21 y
since Nov 1, 2004 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Jul 24, 2018 · Westborough, Ma
- U•• F•••••••• S••••••• I••• wirehouseMay 12, 2008 to Jul 31, 2018 · Worcester, Ma
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jul 31, 2018, registered Jul 24, 2018 (-7 days) · Wirehouse to affiliated broker-dealer or bank
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address