DFX Intelligence
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Registered advisor
H•••• F•••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
7 y
since Feb 13, 2019
In the industry
21 y
since Jan 7, 2005 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Feb 13, 2019 · Colorado Springs, Co
- N••••••••• M••••• I••••••••• S••••••••• no RAUMMay 20, 2011 to Jan 2, 2014 · Colorado Spgs, Co
- U•• F•••••••• S••••••• I••• wirehouseJan 7, 2005 to Feb 27, 2008 · Richmond, Va
Moves
a registration end followed by a registration begin elsewhere
- N••••••••• M••••• I••••••••• S••••••••• to W•••• F•••• A•••••••left Jan 2, 2014, registered Feb 13, 2019 (1868 days) · Other
- U•• F•••••••• S••••••• I••• to N••••••••• M••••• I••••••••• S•••••••••left Feb 27, 2008, registered May 20, 2011 (1178 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address