DFX Intelligence
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Registered advisor
C••••• A•• H••••••••
Feed of 09/14/2026
Also filed as C••••• A• M••••••••• A•• M•••••••
At current firm
4 y
since May 31, 2022
In the industry
20 y
since Jan 19, 2006 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince May 31, 2022 · Cincinnati, Oh
- U•• F•••••••• S••••••• I••• wirehouseFeb 12, 2013 to Apr 29, 2022 · Centerville, Oh
- U•• F•••••••• S••••••• I••• wirehouseOct 10, 2006 to Jul 2, 2009 · Centerville, Oh
- C•••••••• G••••• M•••••• I••• BD affiliatedJan 19, 2006 to Oct 23, 2006 · Centerville, Oh
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to M••••• S••••••left Apr 29, 2022, registered May 31, 2022 (32 days) · Wirehouse to wirehouse · moved with a team
- C•••••••• G••••• M•••••• I••• to U•• F•••••••• S••••••• I•••left Oct 23, 2006, registered Oct 10, 2006 (-13 days) · Other
Signals
- ••• LockedApr 29, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address