DFX Intelligence
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Registered advisor
N••••• J•••• R••••
Feed of 09/14/2026
At current firm
16 y
since Nov 13, 2009
In the industry
21 y
since May 2, 2005 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P•• W••••• M••••••••• BD affiliated currentsince Nov 13, 2009 · Willoughby, Oh
- N•••••• I••••••••• I••• unclassifiedFeb 15, 2007 to Nov 13, 2009 · Mentor, Oh
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMay 3, 2005 to Jan 23, 2007 · Cleveland, Oh
Moves
a registration end followed by a registration begin elsewhere
- N•••••• I••••••••• I••• to P•• W••••• M•••••••••left Nov 13, 2009, registered Nov 13, 2009 (0 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to N•••••• I••••••••• I•••left Jan 23, 2007, registered Feb 15, 2007 (23 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address