DFX Intelligence
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Registered advisor
D••••• P•••••• B••••••
Feed of 09/14/2026
Also filed as D••••• B••••••
At current firm
1 y
since May 15, 2025
In the industry
21 y
since Jan 25, 2005 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince May 15, 2025 · Winston-Salem, Nc
- C••• F•••••••• S•••••••• L••• formerMay 2, 2011 to May 15, 2025 · Winston Salem, Nc
- W•••• F•••• A••••••• wirehouseOct 12, 2007 to Feb 14, 2011 · Charlotte, Nc
- U•• F•••••••• S••••••• I••• wirehouseJan 26, 2005 to Oct 22, 2007 · Winston-Salem, Nc
Moves
a registration end followed by a registration begin elsewhere
- C••• F•••••••• S•••••••• L••• to L•• F•••••••• L••left May 15, 2025, registered May 15, 2025 (0 days) · corporate re-registration, not a move
- W•••• F•••• A••••••• to C••• F•••••••• S•••••••• L•••left Feb 14, 2011, registered May 2, 2011 (77 days) · Other
- U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••left Oct 22, 2007, registered Oct 12, 2007 (-10 days) · Wirehouse to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address