DFX Intelligence
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Registered advisor
J•••• T•••••••
Feed of 09/14/2026
Also filed as J•••• T•••••••
At current firm
2 y
since Aug 29, 2024
In the industry
21 y
since Nov 1, 2004 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P••• A••••• S••••••••• L•• BD affiliated currentsince Aug 29, 2024 · Kansas City, Mo
- C•••••• T•••• B••• unclassifiedJun 15, 2006 to Jul 27, 2007 · Kansas City, Mo
Moves
a registration end followed by a registration begin elsewhere
- C•••••• T•••• B••• to P••• A••••• S••••••••• L••left Jul 27, 2007, registered Aug 29, 2024 (6243 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address