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Registered advisor
E•••• S••••• H••••
Feed of 09/14/2026
Also filed as E•••• S• H••••
At current firm
3 y
since Jun 29, 2023
In the industry
21 y
since Mar 14, 2005 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Jun 29, 2023 · South Plainfield, Nj
- V••• F•••••••• A•••••••• I••• BD affiliatedJul 25, 2012 to Jun 9, 2021 · Charlotte, Nc
- L•• F•••••••• L•• BD affiliatedJan 4, 2010 to May 8, 2012 · S Plainfield, Nj
- A••••••••• F•••••••• S•••••••• L•• national BDApr 9, 2008 to Nov 23, 2009 · Red Bank, Nj
- M•• F•••••••• S•••••••• I••• formerMar 9, 2007 to Apr 15, 2008 · Piscataway, Nj
- M••••• S•••••• D• I••• unclassifiedMar 15, 2005 to Oct 16, 2006 · Morristown, Nj
Moves
a registration end followed by a registration begin elsewhere
- V••• F•••••••• A•••••••• I••• to C••••• I••••••••• A••••••• L••left Jun 9, 2021, registered Jun 29, 2023 (750 days) · corporate re-registration, not a move
- L•• F•••••••• L•• to V••• F•••••••• A•••••••• I•••left May 8, 2012, registered Jul 25, 2012 (78 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to L•• F•••••••• L••left Nov 23, 2009, registered Jan 4, 2010 (42 days) · Other
- M•• F•••••••• S•••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Apr 15, 2008, registered Apr 9, 2008 (-6 days) · Other
- M••••• S•••••• D• I••• to M•• F•••••••• S•••••••• I•••left Oct 16, 2006, registered Mar 9, 2007 (144 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address