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Registered advisor
T•••••• L••• O••••
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••wirehouseLake Quivira, Ks dual registrantIAPD 4899189
Feed of 09/14/2026
Also filed as T•••••• L••• F••••••••• L••• O••••••••• O••••
At current firm
8 y
since Sep 24, 2018
In the industry
18 y
since Jan 28, 2008 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Sep 24, 2018 · Kansas City, Mo
- V•••• F•••••••• A•••••••• I••• BD affiliatedJan 28, 2008 to Aug 6, 2009 · Overland Park, Ks
Moves
a registration end followed by a registration begin elsewhere
- V•••• F•••••••• A•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Aug 6, 2009, registered Sep 24, 2018 (3336 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address