DFX Intelligence
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J••• R••••• B••••••
Certified Financial Planner
As of · the IAPD feed; also filed as J••• B••••••
- At current firm
- 15 y
- In the industry
- 21 y
- Prior registered firms
- 2
- Signals
- 0
since Aug 9, 2011
As of · the IAPD feed; also filed as J••• B••••••
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Professional profileWhat is shown hereOnly business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
title, designations and roles as the firm prints them
- Title
- Fiduciary Financial AdvisorreportedHTTPS:firm site, Sep 16, 2026
Registration history
IAPD current and previous registrations
- C•••••• R••••••••• L•• independent RIA currentsince Aug 9, 2011 · Old Saybrook, Ct
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedMay 19, 2009 to Jul 5, 2011 · Old Saybrook, Ct
- U•• F•••••••• S••••••• I••• wirehouseMar 16, 2005 to May 19, 2009 · New Haven, Ct
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to C•••••• R••••••••• L••left Jul 5, 2011, registered Aug 9, 2011 (35 days) · Other
- U•• F•••••••• S••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left May 19, 2009, registered May 19, 2009 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address