DFX Intelligence
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Registered advisor
D••••• R••••• H•••
Feed of 09/14/2026
Also filed as D••••• R• H••••••••• H•••
At current firm
2 y
since Feb 9, 2024
In the industry
20 y
since Apr 18, 2006 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Feb 9, 2024 · Charlotte, Nc
- M•• S••••••••• I••• unclassifiedNov 19, 2020 to Jun 9, 2021 · Syracuse, Ny
- U•• F•••••••• S••••••• I••• wirehouseAug 29, 2012 to Nov 12, 2020 · Weehawken, Nj
Moves
a registration end followed by a registration begin elsewhere
- M•• S••••••••• I••• to T••••• A••••••• S•••••••• I•••left Jun 9, 2021, registered Feb 9, 2024 (975 days) · Other
- U•• F•••••••• S••••••• I••• to M•• S••••••••• I•••left Nov 12, 2020, registered Nov 19, 2020 (7 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address