DFX Intelligence
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J••••• R•••••• C••••••••
As of · the IAPD feed
- At current firm
- 15 y
- In the industry
- 21 y
- Prior registered firms
- 1
- Signals
- 0
since Jul 29, 2011
As of · the IAPD feed
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Jul 29, 2011 · Hurst, Tx
- E••••• J•••• national BDJan 19, 2007 to Aug 2, 2011 · Colleyville, Tx
Moves
a registration end followed by a registration begin elsewhere
- E••••• J•••• to A••••••••• F•••••••• S•••••••• L••left Aug 2, 2011, registered Jul 29, 2011 (-4 days) · Affiliated broker-dealer or bank to another
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address