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Registered advisor

J•••• M• K••••

U•• F•••••••• S••••••• I•••wirehouseRiverside, Cadual registrantIAPD 4906463

Feed of 09/14/2026

At current firm

1 y

since Sep 27, 2024

In the industry

20 y

since Dec 9, 2005 (earliest exam, job or registration)

Prior registered firms

2

IAPD previous registrations

State registrations

2

current, as an IAR

Firms today

1

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

1

dated events on this person

Registration history

IAPD current and previous registrations

U•• F•••••••• S••••••• I••• wirehouse current
since Sep 27, 2024 · Riverside, Ca

M••••• S•••••• wirehouse
Mar 20, 2012 to Oct 11, 2024 · Riverside, Ca
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Dec 12, 2005 to Mar 20, 2012 · Riverside, Ca

Moves

a registration end followed by a registration begin elsewhere

M••••• S•••••• to U•• F•••••••• S••••••• I•••
left Oct 11, 2024, registered Sep 27, 2024 (-14 days) · Wirehouse to wirehouse · moved with a team
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••
left Mar 20, 2012, registered Mar 20, 2012 (0 days) · Wirehouse to wirehouse

Signals

••• Locked
Oct 11, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address