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J••••• R••• K•••••••
As of · the IAPD feed; also filed as J••••• K••••••••• R••• K••••••••• K•••••••
- In the industry
- 21 y
- Prior registered firms
- 2
- Signals
- 0
As of · the IAPD feed; also filed as J••••• K••••••••• R••• K••••••••• K•••••••
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Registration history
IAPD current and previous registrations
- C••••••••• F•••••••• N•••••• national BD currentsince May 6, 2026 · Valley City, Nd
- C••••••••• F•••••••• N•••••• national BDApr 8, 2025 to Apr 20, 2026 · Bagley, Mn
- W•••• F•••• I••••••••• L•• unclassifiedMar 3, 2009 to Nov 23, 2009 · F••••, Nd
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• I••••••••• L•• to C••••••••• F•••••••• N••••••left Nov 23, 2009, registered Apr 8, 2025 (5615 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address