DFX Intelligence
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Feed of 09/14/2026
At current firm
13 y
since Oct 1, 2012
In the industry
21 y
since May 3, 2005 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- J••• M••••• S••••••••• L•• wirehouse currentsince Oct 1, 2012 · Fresno, Ca
- C•••• I••••••••• S••••••• C•••• formerJul 26, 2010 to Oct 1, 2012 · Fresno, Ca
- W••• I••••••••• I••• unclassifiedOct 31, 2007 to Nov 6, 2008 · Fresno, Ca
- W•••••• • R••• formerSep 12, 2005 to Apr 5, 2007 · Fresno, Ca
Moves
a registration end followed by a registration begin elsewhere
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
- W••• I••••••••• I••• to C•••• I••••••••• S••••••• C••••left Nov 6, 2008, registered Jul 26, 2010 (627 days) · Other
- W•••••• • R••• to W••• I••••••••• I•••left Apr 5, 2007, registered Oct 31, 2007 (209 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address