DFX Intelligence
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Registered advisor
J•••••••• E••••• F••
Feed of 09/14/2026
Also filed as J•••••••• E• F••
At current firm
11 y
since Jul 24, 2015
In the industry
20 y
since Aug 14, 2006 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- V••••••• A•••••••• I••• BD affiliated currentsince Jul 24, 2015 · Charlotte, Nc
- U•• F•••••••• S••••••• I••• wirehouseMay 15, 2009 to Jul 8, 2015 · Brookfield, Wi
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to V••••••• A•••••••• I•••left Jul 8, 2015, registered Jul 24, 2015 (16 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address