DFX Intelligence
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Registered advisor
A••••• L••• S••••••
Feed of 09/16/2026
Also filed as A••••• L• G••••••••• L••• G•••••
At current firm
1 y
since Sep 27, 2024
In the industry
19 y
since Oct 20, 2006 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Sep 27, 2024 · Strongsville, Oh
- R•••••• J•••• • A••••••••• I••• national BDSep 29, 2008 to Jul 6, 2011 · Medina, Oh
- W•••• F•••• A••••••• wirehouseJan 1, 2008 to Oct 2, 2008 · Medina, Oh
- A• G• E•••••• • S•••• I••• unclassifiedOct 20, 2006 to Jan 1, 2008 · St. Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• • A••••••••• I••• to L•• F•••••••• L••left Jul 6, 2011, registered Sep 27, 2024 (4832 days) · Affiliated broker-dealer or bank to another
- W•••• F•••• A••••••• to R•••••• J•••• • A••••••••• I•••left Oct 2, 2008, registered Sep 29, 2008 (-3 days) · Wirehouse to affiliated broker-dealer or bank
- A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move
Signals
- ••• LockedSep 15, 2026 · New state registration · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address