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S••••• T••••••
Chartered Financial Analyst
As of · the IAPD feed; also filed as S••• T••••••
- At current firm
- 9 y
- In the industry
- 21 y
- Prior registered firms
- 3
- Signals
- 0
since Sep 26, 2016
As of · the IAPD feed; also filed as S••• T••••••
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Registration history
IAPD current and previous registrations
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Sep 26, 2016 · Winter Park, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 23, 2009 to Jul 19, 2013 · Orlando, Fl
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedMar 27, 2007 to Oct 23, 2009 · Orlando, Fl
- A••••••••• F•••••••• S•••••••• L•• national BDJun 28, 2005 to Jan 5, 2006 · Orlando, Fl
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to T••••• A••••••• S•••••••• I•••left Jul 19, 2013, registered Sep 26, 2016 (1165 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)
- B••• O• A•••••• I••••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 23, 2009, registered Oct 23, 2009 (0 days) · corporate re-registration, not a move
- A••••••••• F•••••••• S•••••••• L•• to B••• O• A•••••• I••••••••• S•••••••• I•••left Jan 5, 2006, registered Mar 27, 2007 (446 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address