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Feed of 09/14/2026
Also filed as J••••• S••••••••• B•••• S••••
At current firm
7 y
since Feb 11, 2019
In the industry
21 y
since May 24, 2005 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Feb 11, 2019 · Oak Brook, Il
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 25, 2008 to Feb 12, 2019 · Chicago, Il
- U•• F•••••••• S••••••• I••• wirehouseMay 25, 2005 to Dec 19, 2008 · Naperville, Il
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••left Feb 12, 2019, registered Feb 11, 2019 (-1 days) · Wirehouse to wirehouse · moved with a team
- U•• F•••••••• S••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Dec 19, 2008, registered Nov 25, 2008 (-24 days) · Wirehouse to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address