DFX Intelligence
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Feed of 09/15/2026
Also filed as B•••••• C• E••••••••• C•••••••• E••••••••
At current firm
9 y
since Mar 9, 2017
In the industry
18 y
since Feb 1, 2008 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E••••• J•••• national BD currentsince Mar 9, 2017 · St. Louis, Mo
- S•••••• N••••••• • C••••••• I••••••••• national BDAug 24, 2015 to Mar 9, 2017 · St. Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- S•••••• N••••••• • C••••••• I••••••••• to E••••• J••••left Mar 9, 2017, registered Mar 9, 2017 (0 days) · Affiliated broker-dealer or bank to another
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address