DFX Intelligence
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Registered advisor
C••••••••• J• C••••
Feed of 09/14/2026
Also filed as C••••••••• J••• C••••••••• C••••
At current firm
5 y
since Feb 26, 2021
In the industry
19 y
since Jan 24, 2007 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
6
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R••••••••• W••••• P•••••••• L•• independent RIA currentsince Feb 26, 2021 · San Rafael, Ca
- M••••• S•••••• wirehouseApr 15, 2019 to Mar 17, 2021 · San Francisco, Ca
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to R••••••••• W••••• P•••••••• L••left Mar 17, 2021, registered Feb 26, 2021 (-19 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address