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Registered advisor
P•••• A••••• Z•••••••••
Feed of 09/15/2026
Also filed as P•••• A••••• Z••••••••• Z•••••••••
At current firm
9 y
since Aug 15, 2017
In the industry
21 y
since May 27, 2005 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Aug 15, 2017 · Stony Point, Ny
- C•••••••• G••••• M•••••• I••• BD affiliatedAug 21, 2014 to Aug 24, 2017 · Tarrytown, Ny
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMay 24, 2011 to Aug 8, 2014 · New York, Ny
- P••• A••••• S••••••••• L•• BD affiliatedJan 15, 2010 to Apr 19, 2011 · Tarrytown, Ny
- C•••• I••••••••• S••••••• C•••• formerAug 30, 2007 to Sep 4, 2009 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- C•••••••• G••••• M•••••• I••• to L•• F•••••••• L••left Aug 24, 2017, registered Aug 15, 2017 (-9 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••••••• G••••• M•••••• I•••left Aug 8, 2014, registered Aug 21, 2014 (13 days) · Other
- P••• A••••• S••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Apr 19, 2011, registered May 24, 2011 (35 days) · Other
- C•••• I••••••••• S••••••• C•••• to P••• A••••• S••••••••• L••left Sep 4, 2009, registered Jan 15, 2010 (133 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address